- Wednesday Jul 20, 2016
- Start Time: 7:30AM
- End Time: 9:30AM
- Garden of Gods Club, 3320 Mesa Road
- Presented by: Matt Sommer, CFP® CFA
"Who Is a Fiduciary and When Does It Matter - Understanding the New DOL Rules"
Matt Sommer, CFP®, CFA is Vice President of Janus Wealth Advisor Services, will share the latest understanding of the new DOL rules that will have a very powerful impact on so many aspects of how we conduct business:
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How Advisors interact with clients…
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New, more stringent compliance procedures relating to rollovers…
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The way broker-dealers structure their operations…
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The way clients will interact with financial service professionals…
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The changes in bottom line profitability as product offerings change…
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Actual Case Studies to Illustrate What Advisors Could Be Facing.
1 CFP® CE Credit