Schedule of Events

  • Wednesday Apr 18, 2018
  • Start Time: 11:45AM
  • End Time: 1:00PM
  • Protocol Restaurant: 6766 Transit Rd Amherst, NY 14221
  • Presented by: Lawrence Kavanaugh, Jr, CPFA, CLU, ChFC

Please join us for an update on Professional Conduct & Regulation

Topic: ” ERISA Conflict of Interest Regulation”

Presented by: Lawrence M. Kavanaugh, Jr., CPFA, CLU, ChFC

  Managing Director, Northeast Retirement Plan Advisors

Larry is the managing director and founder of Northeast Retirement Plan Advisors. He has over 30 years of experience in the financial services industry and is a Registered Principal of LPL Financial. Holding CPFA,CLU, and ChFC professional designations, Larry’s primary area of knowledge is in ERISA investment fiduciary services.

Larry is a frequent speaker on such topics as fiduciary responsibilities under ERISA and new regulations concerning the Conflict of Interest Regulations.

-This program is approved for 1 CFP CE Credit-

– This program is approved for 1 New York State Life, Accident & Health License CE Credit-