ALPS provides differentiated portfolio exposure specializing in real assets, thematic, alternative and fixed income investments. Our approach utilizes both active and passive strategies, seeking to provide the optimal investment solution for each asset class. We believe positive investment performance can be achieved by partnering with best-in-class managers with focused, specialized knowledge.
We are a Denver based asset management company with over 20 Billion in AUM and service over 400 clients and 900 Billion on our Fund Servicing team.
David Ritchey is local in Carmel and looks forward to helping in any way that he can.
Contact: David Ritchey
614.397.8008
Amundi Pioneer is the US investment headquarters for Amundi, one of the world’s top 10 asset managers with over $1.3 trillion under management.* The firm was formed in 2017 when Amundi acquired Pioneer Investments, founded in Boston in 1928. Amundi Pioneer offers a broad range of fixed income, equity and multi-asset investment solutions. A robust investment platform focused onproprietary research, disciplined investment processes, rigorous risk management, and close partnerships with advisors and institutions has made Amundi Pioneer an asset manager of choice among investors worldwide. Amundi Pioneer manages approximately $78.8 billion** in assets.
*Source IPE “Top 400 asset managers” published in June 2017 and based on pro forma combined AUM of Amundi and Pioneer Investments as of end December 2016.
** Based upon Pioneer Investments US and Amundi Smith Breeden combined pro forma AUM as of end December 2016.
Contact: Brian Lomedico
317.864.0869
Barnes and Thornburg LLP’s tax lawyers represent individuals in their estate-tax planning whether the estate is modestly sized or involves a high-net worth executive or business owner. Our estate planners involve lawyers from other departments and practice groups, as required, to meet the clients needs. The firms large compliment of estate planners across our seven offices gives us the resources to handle transactions on an expediate basis.
Contact: John Olivieri
317.231.7304
As the industry’s leading custodian for independent registered investment advisors (RIAs), Schwab Advisor Services is dedicated to helping advisors achieve their business goals. For more than 25 years we have supported firms of all types and sizes and earned the trust of over 7,500 advisors. Visit advisorservices.schwab.com. Schwab Advisor Services serves independent investment advisors and includes the custody, trading, and support services of Schwab.
Contact: Vincent Viveros, CFP®
310-941-6805
Eagle & Fein, P.C. is a premier law firm that provides estate planning and business planning for individuals and business entities throughout Central Indiana. We are committed to understanding each client’s unique planning goals and objectives they have for themselves, their families and their privately-held businesses. This philosophy allows us to establish plans which fulfill their elder law, estate planning, and business planning needs from the beginning of the process until each client’s goals are implemented and carried into their completion. We strive to be innovative leaders in the community by sharing our knowledge, experience, and legal resources to inspire people to plan for themselves, their families and their businesses. Please visit www.EagleandFein.com for additional information and resources.
Contact: Brian A. Eagle, J.D.
317.726.1714
Johnson Asset Management’s equity and fixed-income funds are distinguished by their low cost, academic foundation and long-term consistency.
JAM mutual funds are managed with our institutional philosophy, we do not deviate from our process regardless of vehicle. Our highly disciplined process is built on a foundation of both academic analysis and real-world experience. Both our equity and fixed income strategies aim to provide outperformance over the market index with comparable volatility and greater downside risk protection. By adhering to our unique and proprietary Quality Yield portfolio investment approach, our investment strategies offer a track record of consistency.
Contact: Irene Tsai
614.806.3867
Mutual of Omaha Mortgage was created to address and solve for one of the most significant challenges facing the Baby Boomer Generation today: being financially prepared for their retirement years. We are committed to educating retirees and their families on the value of a program that was created by the U.S. Government during President Reagan’s term: the Home Equity Conversion Mortgage (HECM).
The HECM was designed to utilize the equity in one’s home for a secure transition to one’s retirement years. Today, many Financial Advisors are realizing the value of this product as one of several possible financial planning tools. We are committed to you, and are here to assist you when you’re ready. Our commitment to you is that the educational process will be based upon an honest, ethical, and open dialogue. Mutual of Omaha Mortgage is a top ranked lender in the Home Equity Conversion Mortgage for Purchase space.
Contact: David Garrison
317.644.2595
Nationwide Advisory Solutions, formerly Jefferson National, is a recognized innovator with a mission to help RIAs and fee-based advisors build their practice by helping their clients to potentially accumulate more wealth and reach their financial goals. It does this by developing and delivering value-added investment products, services and technologies that fit the fiduciary standard – wrapped in an industry-leading customer experience. To learn more, please visit www.nationwideadvisory.com.
Contact: Chris Meehan
502.212.5952
Your clients have trusted you with their financial plan. Now you need an insurance partner you can trust to protect it. Welcome to Palladium Group – a boutique insurance consulting firm that provides your clients with the same superior level of care and attention they have come to expect from you. At Palladium Group, we mirror your fiduciary responsibility by focusing only on your client’s best interests proposing solutions result in the best outcomes. We assess, consult, and advise – never sell. As your collaborative insurance partner, we come alongside you to ensure your client’s financial plan is adequately protected, providing consistent and proactive communication every step of the way.
This is about outcomes over incomes.
People over products.
Success, insured.
Contact: Jeff Hess
317.775.6339
We are a pioneering firm focused exclusively on the areas of estate planning law (handling our financial assets) and Wealth Reception Planning™ (which addresses the non-financial element of our wealth). Dedicated to “Changing the Way America Plans (for the better!)” we developed and pursue a Three Step Strategy™ to create estate plans that work for our clients and their loved ones. Through our LifeSpan Legal Service Program™ we provide (1) extensive and personalized education and counselling, (2) formal continuing maintenance and education services and (3) fixed fee settlement services that ensure efficiency in the transfer of your assets and effectiveness in the transfer of your accumulated lifetime of wisdom to your beneficiaries.
Our motto is “An Unreasonable Commitment to CoCreating Estate Plans That Work.”
Our creed is “Plans That Work. People Who Care.”
Contact: Rick Randall
317.803.4180
Select Sector SPDRs are unique ETFs that divide the S&P 500 into eleven sector index funds. Investors can customize their investments by picking and weighting these sectors to meet specific investment goals. Select Sector SPDRs have the diversification of a mutual fund, the focus of a sector fund, and the tradability of a stock. You can buy or sell Select Sector SPDR shares on NYSE Arca throughout the trading day.
Together, the eleven Select Sector SPDRs represent the S&P 500 as a whole.
Contact: Jami Farr
303.881.6599
Sit Mutual Funds offers no-load mutual funds, collective investment trusts and separately managed accounts. The portfolios are managed by experienced teams of managers through our Advisor, Sit Investment Associates, Inc., which was established in 1981. Sit Mutual Funds are offered through a number of financial networks. For more information, visit our website (www.sitfunds.com) or contact Conner Murnighan (312-550-5809 or [email protected]).
Contact: Conner Murnighan
312.550.5809
For independent RIAs who want to do right by their clients and build a business on their own terms, there’s only one choice. TD Ameritrade Institutional provides award-winning advisor tech, industry-leading service and advisor-first advocacy. The result? Efficiency. Growth. And a firm that transforms lives, careers, and communities.
Award-winning tech
Spend less time trouble shooting and more time rocking your clients’ world. Open-architecture Veo One lets you do more in one place. iRebal slashes rebalancing time.
Industry-leading service
Consider us an extension of your staff. TD Ameritrade Institutional always has your back.
Advisor-first advocacy
From policy input to industry sustainability, you have someone going to bat to future-proof your business.
Learn more at tdainstitutional.com or call us at 800-934-6124.
TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC
Contact: Alisa Kolodizner, CFP®
773.435.3289
Since its beginning in 1975, Vanguard has grown to become one of the world’s largest investment management companies, with more than $4.70 trillion in U.S. fund assets as of June 30, 2018. Vanguard provides an extensive array of investment products, including a full range of low-cost ETFs and mutual funds designed to help financial advisors grow and preserve the wealth of their clients. In addition to our many investments and client-focused services, our commitment to financial advisors includes innovative practice management solutions that can help advisors attract and retain clients, build their practices, and enhance their professional development. Connect with Vanguard® at advisors.vanguard.com or 800-997-2798.
Contact: David Van Osten, CFP
610.503.5554
Contact: Shane Jefferson, CIMA
312.833.8862
Contact: Tim Hagan
